Monday, December 9, 2013

Types of Mutual Funds Schemes in India

Wide variety of Mutual Fund Schemes exist to cater to the needs such as financial position, risk tolerance and return expectations etc. The table below gives an overview into the existing types of schemes in the Industry.

TYPES OF MUTUAL FUND SCHEMES
  1. By Structure
Open - Ended Schemes :  These do not have a fixed maturity.You deal with the Mutual Fund for your investments and redemptions.The key feature is liquidity.You can conveniently buy and sell your units at Net Asset Value (NAV) related prices, at any point of time.

Close - Ended Schemes : Schemes that have a stipulated maturity period (ranging from 2 to 15 years) are called close ended schemes. You can invest in the scheme at the time of the initial issue and thereafter you can buy or sell the units of the scheme on the stock exchanges where they are listed. The market price at the stock exchange could vary from the scheme’s NAV on account of demand and supply situation, unitholders’ expectations and other market factors. One of the characteristics of the close-ended schemes is that they are generally traded at a discount to NAV; but closer to maturity, the discount narrows.
Some close-ended schemes give you an additional option of selling your units to the Mutual Fund through periodic repurchase at NAV related prices. SEBI Regulations ensure that at least one of the two exit routes are provided to the investor under the close ended schemes.

Interval Schemes : These combine the features of open-ended and close-ended schemes. They may be traded on the stock exchange or may be open for sale or redemption during predetermined intervals at NAV related prices.

  1. By Investment Objective
Growth Schemes : Aim to provide capital appreciation over the medium to long term. These schemes normally invest a majority of their funds in equities and are willing to bear short term decline in value for possible future appreciation.
These schemes are not for investors seeking regular income or needing their money back in the short term.

Income Schemes : Income Schemes Aim to provide regular and steady income to investors.  These schemes generally invest in fixed income securities such as bonds and corporate debentures. Capital appreciation in such schemes may be limited.
Ideal for:
·               Retired people and others with a need for capital stability and regular  income.
·               Investors who need some income to supplement their earnings.
Balanced Schemes : Aim to provide both growth and income by periodically distributing a part of the income and capital gains they earn. They invest in both shares and fixed income securities in the proportion indicated in their offer documents.  In a rising stock market, the NAV of these schemes may not normally keep pace or fall equally when the market falls.
Ideal for :
·         Investors looking for a combination of income and moderate growth.

Money Market Schemes : Aim to provide easy liquidity, preservation of capital and moderate income. These schemes generally invest in safer, short term instruments such as treasury bills, certificates of deposit, commercial paper and interbank call money. Returns on these schemes may fluctuate, depending upon the interest rates prevailing in the market.

Ideal for:
Corporates and individual investors as a means to park their surplus funds for short periods or awaiting a more favourable investment alternative.
  1. Other Schemes
Tax Saving Schemes (Equity Linked Saving Scheme - ELSS)  : These schemes offer tax incentives to the investors under tax laws as prescribed from time to time and promote long term investments in equities through Mutual Funds.Eligible for deduction under section 80C . Lock in period three years

Ideal for:
Investors seeking tax incentives.

Special Schemes
This category includes index schemes that attempt to replicate the performance of a particular index such as the BSE Sensex, the NSE 50 (NIFTY) or sector specific schemes which invest in specific sectors such as Technology, Infrastructure, Banking, Pharma etc.Besides, there are also schemes which invest exclusively in certain segments of the capital market, such as Large Caps, Mid Caps, Small Caps, Micro Caps, 'A' group shares, shares issued through Initial Public Offerings (IPOs), etc.
      • Index Schemes : Index fund schemes are ideal for investors who are satisfied with a return approximately equal to that of an index.
      • Sector Specfic Schemes : Sectoral fund schemes are ideal for investors  who have already decided to invest in a particular sector or segment.